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Could you please repeat that? yagara "The sales of penny stocks at issue in the settlement withFINRA occurred a number of years ago and were mostly conductedby brokers no longer associated with our firm," Oppenheimerspokesman Brian Maddox said. "The firm has significantlytightened its policies relating to the sales of low pricedshares and enhanced its review of client sales with respect to(anti-money laundering) oversight."